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 了解空白支票壳的朋友请进来！ |
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Good we have empreror's take on this issue! -- SkyLimit - (0 Byte) 2005-3-01 周二, 23:35 (346 reads) |
SkyLimit
头衔: 海归上尉
加入时间: 2004/06/01
文章: 56
海归分: 8443
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作者：SkyLimit 在 海归商务 发贴, 来自【海归网】 http://www.haiguinet.com
1. all OTCBB traded compnies are (must be) reporting companies, no matter what. (failure to meet reporting req.--> "E" all be added to the symbol, ... removed from otcbb)
2. there are over 200 NSDA registered MMs. By law MMs are not permitted to charge fees from the issuer to quote the stock.
3. for RTO, your MMs might have to file new form 211 according to SECRule 15c2-11 ( unless qualified for exemptions, I doubt this will be your case). after this, your new stcok can be quoted in the system.
4. Major risk: (1) hiden legal liabilities of the shell (due diligence is needed). (2) from the fare recent SEC rulings, setting-up and selling shells is prohibited, the the broker ("fnder") could be fined by the SEC.
for your reference only, don't hold me accountable. This is not a legal advice.
作者：SkyLimit 在 海归商务 发贴, 来自【海归网】 http://www.haiguinet.com
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